Filing Details
- Accession Number:
- 0001321732-24-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-04-03 19:42:28
- Reporting Period:
- 2024-04-01
- Accepted Time:
- 2024-04-03 19:42:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321732 | Penumbra Inc | PEN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1751980 | Johanna Roberts | One Penumbra Place Alameda CA 94502 | Evp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-04-01 | 220 | $216.28 | 64,661 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-01 | 233 | $217.02 | 64,428 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-01 | 109 | $217.78 | 64,319 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-01 | 24 | $219.14 | 64,295 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-01 | 5 | $219.84 | 64,290 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-01 | 4 | $220.87 | 64,286 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-01 | 1 | $221.77 | 64,285 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-01 | 3 | $223.19 | 64,282 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-04-01 | 1 | $223.71 | 64,281 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $215.60 to $216.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- A portion of these shares is subject to vesting.
- This transaction was executed in multiple trades at prices ranging from $216.60 to $217.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $217.60 to $218.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $218.64 to $219.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $219.69 to $220.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $220.84 to $220.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $223.18 to $223.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
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