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Home > Insider Trading > Filing (0001398344-11-001786)

Filing Details

Accession Number:: 0001398344-11-001786
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-08-09 19:35:12
Reporting Period:: 2011-08-08

Filing Date:: 2011-08-09
Accepted Time:: 2011-08-09 19:35:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
880406	Herzfeld Caribbean Basin Fund Inc	CUBA	()	650396889

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1312266	L Cecilia Gondor	The Herzfeld Caribbean Basin Fund Inc P O Box 161465 Maimi FL 33116	Secretary/Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
The Herzfled Caribbean Basin Fund, Inc. Common Shares	Acquisiton	2009-01-15	109	$4.99	2,709	No	4	J	Direct
The Herzfled Caribbean Basin Fund, Inc. Common Shares	Acquisiton	2009-01-15	83	$4.99	4,792	No	4	J	Indirect	by son
The Herzfled Caribbean Basin Fund, Inc. Common Shares	Acquisiton	2011-08-08	1,800	$6.11	6,592	No	4	P	Indirect	by son

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	J	Indirect	by son
No	4	P	Indirect	by son

Footnotes

Dividend Reinvestment
Includes 2,709 shares held directly