Filing Details
- Accession Number:
- 0001398344-11-001784
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-09 19:33:58
- Reporting Period:
- 2011-08-08
- Filing Date:
- 2011-08-09
- Accepted Time:
- 2011-08-09 19:33:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880406 | Herzfeld Caribbean Basin Fund Inc | CUBA | () | 650396889 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413260 | Mervin Erik Herzfeld | Po Box 161465 Miami FL 33116 | Portfolio Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| The Herzfeld Caribbean Basin Fund, Inc. Common Shares | Acquisiton | 2009-01-15 | 1,060 | $4.99 | 26,160 | No | 4 | J | Direct | |
| The Herzfeld Caribbean Basin Fund, Inc. Common Shares | Acquisiton | 2011-08-08 | 5,000 | $6.11 | 31,160 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | P | Direct |
Footnotes
- Dividend Reinvest
Billionaire Hedge Funds
