Filing Details
- Accession Number:
- 0001398344-11-001782
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-09 19:32:34
- Reporting Period:
- 2011-08-05
- Filing Date:
- 2011-08-09
- Accepted Time:
- 2011-08-09 19:32:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880406 | Herzfeld Caribbean Basin Fund Inc | CUBA | () | 650396889 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1310710 | J Thomas Herzfeld | The Herzfeld Caribbean Basin Fund Inc P O Box 161465 Maimi FL 33116 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| The Herzfeld Caribbean Basin Fund, Inc. Common Shares | Acquisiton | 2011-08-05 | 2,200 | $6.35 | 159,278 | No | 4 | P | Direct | |
| The Herzfeld Caribbean Basin Fund, Inc. Common Shares | Acquisiton | 2011-08-08 | 10,000 | $6.11 | 169,278 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
