Filing Details
- Accession Number:
- 0000950170-24-041253
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-04-03 17:07:18
- Reporting Period:
- 2024-04-01
- Accepted Time:
- 2024-04-03 17:07:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1120193 | Nasdaq Inc. | NDAQ | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 521165937 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1799366 | Everard Bryan Smith | 151 W. 42Nd Street New York NY 10036 | Executive Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2024-04-01 | 8,026 | $0.00 | 71,554 | No | 4 | A | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2024-04-01 | 2,482 | $62.29 | 69,072 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2024-04-01 | 7,400 | $62.91 | 61,672 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2026, 33% on April 1, 2027 and the remainder on April 1, 2028.
- Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
- The reported sale was effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.72 to $63.01, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
- Represents (i) 20,516 shares or units of restricted stock, of which 4,335 are vested, (ii) 37,296 shares underlying PSUs, all of which are vested and (iii) 3,860 shares purchased under the Employee Stock Purchase Plan.
Billionaire Hedge Funds
