Filing Details
- Accession Number:
- 0001179110-11-011953
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-09 19:00:01
- Reporting Period:
- 2011-08-05
- Filing Date:
- 2011-08-09
- Accepted Time:
- 2011-08-09 19:00:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1023734 | Bpz Resources Inc. | BPZ | Crude Petroleum & Natural Gas (1311) | 330502730 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1303295 | Gordon Gray | 580 Westlake Park Blvd Suite 525 Houston TX 77079 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-08-05 | 5,000 | $3.30 | 4,765,914 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-09 | 539,500 | $2.54 | 4,226,414 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares were sold under a 10b5-1 plan.
- Represents 35 independent sales as follows: 2 independent sales for a total of 200 shares at $3.29, 22 independent sales for a total of 3000 shares at $3.30 and 11 independent sales for a total of 1800 shares at $3.31.
- This price represents the weighted average sales price for multiple transactions reported on this line. The execution price of each trade was between $3.29 and $3.31.
- This sale resulted from a margin call by a broker to whom these shares were pledged.
- This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $2.35 to $2.81 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.