Home > Insider Trading > Filing (0001562180-24-003234)

Filing Details

Accession Number:: 0001562180-24-003234
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-04-03 16:02:09
Reporting Period:: 2024-04-01

Accepted Time:: 2024-04-03 16:02:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1467623	Dropbox Inc.	DBX	Services-Prepackaged Software (7372)	260138832

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1734563	Andrew Houston	1800 Owens Street Suite 200 San Francisco CA 94158	Chief Executive Officer	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2024-04-01	82,000	$0.00	82,000	No	4	C	Indirect	See footnote
Class A Common Stock	Disposition	2024-04-01	82,000	$24.29	0	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2024-04-01	82,000	$0.00	82,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
70,597,629			No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	444,444	Indirect	See Footnote
Class A Common Stock	8,266,666	Direct
Class A Common Stock	716,728	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00			0	7,743,764	Indirect
Class A Common Stock	Class B Common Stock	$0.00			0	500,500	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	0	7,743,764	Indirect
	0	500,500	Indirect

Footnotes

82,000 shares of Class B Common Stock were converted into 82,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which Reporting Person serves as trustee.
These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023
This transaction was executed in multiple trades at prices ranging from $24.18 to $24.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Shares held by The Erin Yu Houston Revocable Trust u/a/d 1/18/2024, for which the Reporting Person's spouse serves as trustee.
These securities are restricted stock awards of Class A Common Stock. The restricted stock awards vest over a period of up to ten years following the closing of the Issuer's initial public offering of Class A Common Stock, or March 27, 2028, upon achievement of service-based, market-based, and liquidity event-related performance vesting conditions.
Shares held by the Houston Remainder Trust u/a/d 12/30/2010, for which Reporting Person serves as trustee.
The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
Shares held by the Houston 2012 Irrevocable Children's Trust u/a/d 4/12/2012, for which Reporting Person serves as trustee.