Home > Insider Trading > Filing (0001437749-24-010348)

Filing Details

Accession Number:: 0001437749-24-010348
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-04-01 15:55:18
Reporting Period:: 2024-03-28

Accepted Time:: 2024-04-01 15:55:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1832487	Guerrilla Rf Inc.	GUER	Semiconductors & Related Devices (3674)	853837067

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1891781	Michael Ryan Pratt	5686 Green Dale Court Summerfield NC 27358	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-03-28	33,822	$2.50	947,844	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Acquisiton	2024-01-30	35,377	$0.00	35,377	$0.00
Common Stock	Warrant	Acquisiton	2024-03-28	33,822	$0.00	33,822	$2.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
35,377			No	4	A	Direct
33,822	2024-09-28	2029-09-28	No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	63,022	Indirect	By Trust
Common Stock	63,022	Indirect	By Trust
Common Stock	63,022	Indirect	By Trust
Common Stock	476	Indirect	Held by Spouse

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Unit	$0.00		512	512	Indirect
Common Stock	Restricted Stock Unit	$0.00		89	89	Indirect
Common Stock	Restricted Stock Unit	$0.00		8,334	8,334	Direct
Common Stock	Restricted Stock Unit	$0.00		1,389	1,389	Direct
Common Stock	Stock Option	$1.44	2026-10-26	1,477	1,477	Indirect
Common Stock	Stock Option	$1.92	2028-09-25	640	640	Indirect
Common Stock	Stock Option	$2.22	2029-09-11	1,477	1,477	Indirect
Common Stock	Stock Option	$3.18	2030-10-30	1,329	1,329	Indirect
Common Stock	Restricted Stock Unit	$0.00		16,667	16,667	Direct
Common Stock	Restricted Stock Unit	$0.00		2,500	2,500	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	512	512	Indirect
	89	89	Indirect
	8,334	8,334	Direct
	1,389	1,389	Direct
2026-10-26	1,477	1,477	Indirect
2028-09-25	640	640	Indirect
2029-09-11	1,477	1,477	Indirect
2030-10-30	1,329	1,329	Indirect
	16,667	16,667	Direct
	2,500	2,500	Indirect

Footnotes

Shares held of record by the 2021 Irrevocable Trust for Patrick Joseph Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Shares held of record by the 2021 Irrevocable Trust for Rachel Katherin Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Shares held of record by the 2021 Irrevocable Trust for Nikolas Ryan Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit.
The restricted stock units vest as follows: (i) 8,333 on 1/1/2025; and (ii) 8,334 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
The restricted stock units vest as follows: (i) 256 on 5/4/2024; and (ii) 256 on 5/4/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
The restricted stock units vest as follows: (i) 89 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
The restricted stock units vest as follows: (i) 8,334 on 1/1/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
The restricted stock units vest as follows: (i) 1,389 on 1/1/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
No expiration date.
The options are fully vested and exercisable.
The restricted stock units vest as follows: (i) 833 on 8/21/2024; (ii) 833 on 8/21/2025; and (iii) 834 on 8/21/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
The restricted stock units vest as follows: (i) 11,792 on 1/1/2025; (ii) 11,792 on 1/1/2026; and (iii) 11,793 on 1/1/2027, in each case subject to the Reporting Person's continued service through the applicable vesting date.
In connection with the conversion of existing debt, the reporting person purchased 33,822 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one share of Common Stock. The purchase price of each Unit was $2.50 per Unit.