Filing Details

Accession Number:
0001437749-24-010342
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-04-01 15:51:42
Reporting Period:
2024-03-28
Accepted Time:
2024-04-01 15:51:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1832487 Guerrilla Rf Inc. GUER () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1223928 J William Pratt 12303 Colliers Reserve Dr.
Naples FL 34110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-03-28 21,139 $0.00 125,378 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2024-03-28 21,139 $0.00 21,139 $2.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,139 2024-09-28 2029-09-28 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 966 Indirect Held by Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Unit $0.00 2024-04-05 6,411 6,411 Direct
Common Stock Stock Option $1.44 2026-10-26 2,462 2,462 Direct
Common Stock Stock Option $1.92 2028-09-25 2,462 2,462 Direct
Common Stock Stock Option $2.22 2029-09-11 1,970 1,970 Direct
Common Stock Stock Option $3.18 2030-10-30 1,970 1,970 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
6,411 6,411 Direct
2026-10-26 2,462 2,462 Direct
2028-09-25 2,462 2,462 Direct
2029-09-11 1,970 1,970 Direct
2030-10-30 1,970 1,970 Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit.
  2. The restricted stock units vest 100% on the earliest of (i) the first anniversary date of the award, 04/05/2024, subject to the recipient's continued service as a Board member of the Company as of the first anniversary date, (ii) the recipient's death, or (iii) the recipient's disability.
  3. No expiration date.
  4. The shares subject to the option are fully vested and exercisable.
  5. In connection with the conversion of existing debt, the reporting person purchased 21,139 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one share of Common Stock. The purchase price of each Unit was $2.50 per Unit.