Filing Details
- Accession Number:
- 0001437749-24-010342
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-04-01 15:51:42
- Reporting Period:
- 2024-03-28
- Accepted Time:
- 2024-04-01 15:51:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1832487 | Guerrilla Rf Inc. | GUER | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223928 | J William Pratt | 12303 Colliers Reserve Dr. Naples FL 34110 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-03-28 | 21,139 | $0.00 | 125,378 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2024-03-28 | 21,139 | $0.00 | 21,139 | $2.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
21,139 | 2024-09-28 | 2029-09-28 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 966 | Indirect | Held by Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | $0.00 | 2024-04-05 | 6,411 | 6,411 | Direct | |
Common Stock | Stock Option | $1.44 | 2026-10-26 | 2,462 | 2,462 | Direct | |
Common Stock | Stock Option | $1.92 | 2028-09-25 | 2,462 | 2,462 | Direct | |
Common Stock | Stock Option | $2.22 | 2029-09-11 | 1,970 | 1,970 | Direct | |
Common Stock | Stock Option | $3.18 | 2030-10-30 | 1,970 | 1,970 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
6,411 | 6,411 | Direct | |
2026-10-26 | 2,462 | 2,462 | Direct |
2028-09-25 | 2,462 | 2,462 | Direct |
2029-09-11 | 1,970 | 1,970 | Direct |
2030-10-30 | 1,970 | 1,970 | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit.
- The restricted stock units vest 100% on the earliest of (i) the first anniversary date of the award, 04/05/2024, subject to the recipient's continued service as a Board member of the Company as of the first anniversary date, (ii) the recipient's death, or (iii) the recipient's disability.
- No expiration date.
- The shares subject to the option are fully vested and exercisable.
- In connection with the conversion of existing debt, the reporting person purchased 21,139 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one share of Common Stock. The purchase price of each Unit was $2.50 per Unit.