Filing Details
- Accession Number:
- 0001415889-24-009477
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-29 21:35:30
- Reporting Period:
- 2024-03-27
- Accepted Time:
- 2024-03-29 21:35:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1604821 | Natera Inc. | NTRA | Services-Medical Laboratories (8071) | 010894487 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1646649 | Jonathan Sheena | C/O Natera, Inc. 13011 Mccallen Pass Building A Suite 100 Austin TX 78753 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-03-27 | 447 | $0.00 | 348,178 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-03-28 | 134 | $90.42 | 348,044 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-03-28 | 313 | $90.13 | 347,731 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-03-28 | 500 | $90.13 | 69,582 | No | 4 | S | Indirect | By Caraluna 1 Trust |
Common Stock | Disposition | 2024-03-28 | 500 | $90.13 | 69,582 | No | 4 | S | Indirect | By Caraluna 2 Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Caraluna 1 Trust |
No | 4 | S | Indirect | By Caraluna 2 Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2024-03-27 | 447 | $0.00 | 447 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
- The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and made pursuant to a written instruction that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act contained in the Reporting Person's Stock Unit Agreement granted on March 27, 2020.
- The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2022.
- The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2023.
- Held for the benefit of the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership over such securities.
- The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.