Filing Details
- Accession Number:
- 0001104659-24-040981
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-29 10:55:34
- Reporting Period:
- 2024-03-27
- Accepted Time:
- 2024-03-29 10:55:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534254 | Cion Investment Corp | CION | () | 453058280 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1553165 | Mark Gatto | C/O Cion Investment Corp. 100 Park Avenue, 25Th Fl New York NY 10017 | Co-Chairman & Co-Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2024-03-27 | 1,000 | $11.02 | 1,000 | No | 4 | P | Indirect | Gatto Living Trust |
Common Stock, $0.001 Par Value | Acquisiton | 2024-03-27 | 50 | $11.02 | 50 | No | 4 | P | Indirect | UTMA Account of A.G. |
Common Stock, $0.001 Par Value | Acquisiton | 2024-03-27 | 50 | $11.02 | 50 | No | 4 | P | Indirect | UTMA Account of G.G. |
Common Stock, $0.001 Par Value | Acquisiton | 2024-03-27 | 50 | $11.02 | 50 | No | 4 | P | Indirect | UTMA Account of M.G. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Gatto Living Trust |
No | 4 | P | Indirect | UTMA Account of A.G. |
No | 4 | P | Indirect | UTMA Account of G.G. |
No | 4 | P | Indirect | UTMA Account of M.G. |
Footnotes
- The Reporting Person, as Co-Trustee of the Gatto Living Trust, may be deemed to beneficially own the shares held by the Gatto Living Trust.
- The shares are held for A.G., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act (the "UTMA") for which the Reporting Person serves as custodian.
- The shares are held for G.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
- The shares are held for M.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
- As permitted by Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.