Filing Details
- Accession Number:
- 0000950170-24-038089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-28 16:30:06
- Reporting Period:
- 2024-03-27
- Accepted Time:
- 2024-03-28 16:30:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1787400 | Nkarta Inc. | NKTX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1595117 | Simeon George | 985 Old Eagle School Road Suite 511 Wayne PA 19087 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-03-27 | 1,548,341 | $10.00 | 1,548,341 | No | 4 | P | Indirect | See Note 2 |
Common Stock | Acquisiton | 2024-03-27 | 451,659 | $10.00 | 451,659 | No | 4 | P | Indirect | See Note 3 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Note 2 |
No | 4 | P | Indirect | See Note 3 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 666,667 | Indirect | See Note 4 |
Common Stock | 666,666 | Indirect | See Note 5 |
Footnotes
- Reports the purchase of shares in the underwritten public offering of common stock of the Issuer.
- The Reporting Person is the sole managing member of SR One Capital Management, LLC ("SR One Capital Management"), which is the sole general partner of SR One Capital Opportunities Partners I, LP ("SR One Opportunities Partners I"). SR One Opportunities Partners I is the sole general partner of SR One Capital Opportunities Fund I, LP ("SR One Opportunities Fund I"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 or otherwise of such portion of the securities held by SR One Opportunities Fund I in which the Reporting Person has no pecuniary interest.
- The Reporting Person is the sole managing member of SR One Capital Management, which is the sole general partner of SR One Capital Partners II, LP ("SR One Partners II"). SR One Partners II is the sole general partner of SR One Capital Fund II Aggregator, LP ("SR One Fund II Aggregator"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or otherwise of such portion of the securities held by SR One Fund II Aggregator in which the Reporting Person has no pecuniary interest.
- The Reporting Person is the sole managing member of SR One Capital Management, which is the managing member of SR One Co-Invest IX Manager, LLC ("SR One Co-Invest IX Manager"). SR One Co-Invest IX Manager is the managing member of SR One Co-Invest IX, LLC ("SR One Co-Invest IX"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 or otherwise of such portion of the securities held by SR One Co-Invest IX in which the Reporting Person has no pecuniary interest.
- The Reporting Person is the sole managing member of SR One Capital Management, which is the managing member of SR One Co-Invest X Manager, LLC ("SR One Co-Invest X Manager"). SR One Co-Invest X Manager is the managing member of SR One Co-Invest X, LLC, ("SR One Co-Invest X"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 or otherwise of such portion of the securities held by SR One Co-Invest X in which the Reporting Person has no pecuniary interest.