Filing Details

Accession Number:
0000950170-24-038089
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-28 16:30:06
Reporting Period:
2024-03-27
Accepted Time:
2024-03-28 16:30:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1787400 Nkarta Inc. NKTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1595117 Simeon George 985 Old Eagle School Road
Suite 511
Wayne PA 19087
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-03-27 1,548,341 $10.00 1,548,341 No 4 P Indirect See Note 2
Common Stock Acquisiton 2024-03-27 451,659 $10.00 451,659 No 4 P Indirect See Note 3
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Note 2
No 4 P Indirect See Note 3
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 666,667 Indirect See Note 4
Common Stock 666,666 Indirect See Note 5
Footnotes
  1. Reports the purchase of shares in the underwritten public offering of common stock of the Issuer.
  2. The Reporting Person is the sole managing member of SR One Capital Management, LLC ("SR One Capital Management"), which is the sole general partner of SR One Capital Opportunities Partners I, LP ("SR One Opportunities Partners I"). SR One Opportunities Partners I is the sole general partner of SR One Capital Opportunities Fund I, LP ("SR One Opportunities Fund I"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 or otherwise of such portion of the securities held by SR One Opportunities Fund I in which the Reporting Person has no pecuniary interest.
  3. The Reporting Person is the sole managing member of SR One Capital Management, which is the sole general partner of SR One Capital Partners II, LP ("SR One Partners II"). SR One Partners II is the sole general partner of SR One Capital Fund II Aggregator, LP ("SR One Fund II Aggregator"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or otherwise of such portion of the securities held by SR One Fund II Aggregator in which the Reporting Person has no pecuniary interest.
  4. The Reporting Person is the sole managing member of SR One Capital Management, which is the managing member of SR One Co-Invest IX Manager, LLC ("SR One Co-Invest IX Manager"). SR One Co-Invest IX Manager is the managing member of SR One Co-Invest IX, LLC ("SR One Co-Invest IX"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 or otherwise of such portion of the securities held by SR One Co-Invest IX in which the Reporting Person has no pecuniary interest.
  5. The Reporting Person is the sole managing member of SR One Capital Management, which is the managing member of SR One Co-Invest X Manager, LLC ("SR One Co-Invest X Manager"). SR One Co-Invest X Manager is the managing member of SR One Co-Invest X, LLC, ("SR One Co-Invest X"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 or otherwise of such portion of the securities held by SR One Co-Invest X in which the Reporting Person has no pecuniary interest.