Filing Details
- Accession Number:
- 0000316709-24-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-26 19:51:32
- Reporting Period:
- 2024-03-22
- Accepted Time:
- 2024-03-26 19:51:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1625471 | Jr K John Adams | 3000 Schwab Way Westlake TX 76262 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-03-22 | 7,835 | $31.21 | 52,286 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-03-22 | 7,866 | $28.96 | 60,152 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-03-22 | 15,701 | $72.64 | 44,451 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2024-03-22 | 7,835 | $0.00 | 7,835 | $31.21 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2024-03-22 | 7,866 | $0.00 | 7,866 | $28.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-05-15 | No | 4 | M | Direct | |
| 0 | 2026-05-19 | No | 4 | M | Direct |
Footnotes
- Includes 673.8678 shares acquired through dividend reinvestment.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on August 28, 2023.
- The transaction was executed in multiple trades at prices ranging from $72.57 to $72.645. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
Billionaire Hedge Funds
