Filing Details
- Accession Number:
- 0001252910-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-09 10:20:03
- Reporting Period:
- 2011-08-08
- Filing Date:
- 2011-08-09
- Accepted Time:
- 2011-08-09 10:20:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1245648 | Flaherty & Crumrineaymore Total Return Fund Inc | FLC | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252910 | M Robert Ettinger | 301 E Colorado Blvd Ste 720 Pasadena CA 91101 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-08 | 18,400 | $16.62 | 28,300 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Mr. Ettinger also indirectly holds an additional 4,198 shares of the Fund through his ownership of 27.5% of Flaherty & Crumrine Incorporated.