Filing Details

Accession Number:
0001252910-11-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-09 10:20:03
Reporting Period:
2011-08-08
Filing Date:
2011-08-09
Accepted Time:
2011-08-09 10:20:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1245648 Flaherty & Crumrineaymore Total Return Fund Inc FLC () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1252910 M Robert Ettinger 301 E Colorado Blvd Ste 720
Pasadena CA 91101
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-08 18,400 $16.62 28,300 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Mr. Ettinger also indirectly holds an additional 4,198 shares of the Fund through his ownership of 27.5% of Flaherty & Crumrine Incorporated.