Filing Details

Accession Number:
0001654954-24-003575
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-25 08:43:20
Reporting Period:
2024-03-21
Accepted Time:
2024-03-25 08:43:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
843006 Issuer Direct Corp ISDR Services-Management Consulting Services (8742) 261331503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1674265 P. Graeme Rein C/O Issuer Direct Corp.
One Glenwood Drive Suite 1001
Raleigh NC 27603
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-03-21 4,131 $11.98 201,745 No 4 P Indirect Yorkmont Capital Partners, LP
Common Stock Acquisiton 2024-03-22 1,000 $11.99 202,745 No 4 P Indirect Yorkmont Capital Partners, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Yorkmont Capital Partners, LP
No 4 P Indirect Yorkmont Capital Partners, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 55,041 Direct
Footnotes
  1. Represents the weighted average of open market purchase transactions ranging from $11.85 to $12.06 per share. The Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price paid if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.
  2. These shares are owned directly by Yorkmont Capital Partners, LP. The Reporting Person is the managing member of Yorkmont Capital Management, LLC, which is the general partner of Yorkmont Capital Partners, LP. Mr. Rein and Yorkmont Capital Management, LLC are indirect beneficial owners of the reported securities.
  3. Represents the weighted average of open market purchase transactions ranging from $11.98 to $12.00 per share. The Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price paid if requested by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.