Filing Details
- Accession Number:
- 0001628280-24-012760
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-22 17:41:08
- Reporting Period:
- 2024-03-20
- Accepted Time:
- 2024-03-22 17:41:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1841925 | Indie Semiconductor Inc. | INDI | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
2009989 | Michael Wittmann | C/O Indie Semiconductor, Inc. 32 Journey Aliso Viejo CA 92656 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-03-20 | 2,385 | $0.00 | 37,845 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-03-21 | 805 | $6.92 | 37,040 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2024-03-21 | 1,580 | $6.92 | 35,460 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Acquisiton | 2024-03-20 | 2,385 | $0.00 | 2,385 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2024-03-20 | 2,385 | $0.00 | 2,385 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,385 | No | 4 | A | Direct | ||
0 | No | 4 | M | Direct |
Footnotes
- Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
- Represents shares of Class A common stock sold in the open market in accordance with a sell-all election made at the start of a program period of a voluntary equity compensation program as approved by the Board of Directors in June 2023. This election was made during an open trading window while Mr. Wittmann was not in possession of material non-public information.
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023.