Filing Details

Accession Number:
0000950170-24-034971
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-21 20:19:31
Reporting Period:
2024-03-21
Accepted Time:
2024-03-21 20:19:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1730168 Broadcom Inc. AVGO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415357 Kenneth Hao C/O Broadcom Inc.
3421 Hillview Avenue
Palo Alto CA 94304
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Disposition 2024-03-21 1,605 $1,386.76 7,555 No 4 S Indirect Held through Silver Lake Group, L.L.C.
Common Stock, $0.001 Par Value Disposition 2024-03-21 1,607 $1,387.67 5,948 No 4 S Indirect Held through Silver Lake Group, L.L.C.
Common Stock, $0.001 Par Value Disposition 2024-03-21 5,462 $1,388.58 486 No 4 S Indirect Held through Silver Lake Group, L.L.C.
Common Stock, $0.001 Par Value Disposition 2024-03-21 486 $1,389.20 0 No 4 S Indirect Held through Silver Lake Group, L.L.C.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held through Silver Lake Group, L.L.C.
No 4 S Indirect Held through Silver Lake Group, L.L.C.
No 4 S Indirect Held through Silver Lake Group, L.L.C.
No 4 S Indirect Held through Silver Lake Group, L.L.C.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value 106,600 Indirect By LLC
Common Stock, $0.001 Par Value 5,392 Indirect By Limited Partnership
Common Stock, $0.001 Par Value 45 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,386.08 to $1,387.075, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,387.11 to $1,388.1018, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,388.12 to $1,389.0526, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,389.12 to $1,389.2708, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. Represents shares of common stock held by Silver Lake Group, L.L.C., of which Mr. Kenneth Hao is a managing member. This filing shall not be deemed an admission that Mr. Hao is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, and Mr. Hao disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  6. Reflects certain transfers between investment vehicles beneficially owned by Mr. Hao and his family, which transfers were exempt from reporting under Rule 16a-13 of the Exchange Act.