Filing Details
- Accession Number:
- 0000950170-24-034971
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-21 20:19:31
- Reporting Period:
- 2024-03-21
- Accepted Time:
- 2024-03-21 20:19:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1730168 | Broadcom Inc. | AVGO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1415357 | Kenneth Hao | C/O Broadcom Inc. 3421 Hillview Avenue Palo Alto CA 94304 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Disposition | 2024-03-21 | 1,605 | $1,386.76 | 7,555 | No | 4 | S | Indirect | Held through Silver Lake Group, L.L.C. |
Common Stock, $0.001 Par Value | Disposition | 2024-03-21 | 1,607 | $1,387.67 | 5,948 | No | 4 | S | Indirect | Held through Silver Lake Group, L.L.C. |
Common Stock, $0.001 Par Value | Disposition | 2024-03-21 | 5,462 | $1,388.58 | 486 | No | 4 | S | Indirect | Held through Silver Lake Group, L.L.C. |
Common Stock, $0.001 Par Value | Disposition | 2024-03-21 | 486 | $1,389.20 | 0 | No | 4 | S | Indirect | Held through Silver Lake Group, L.L.C. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held through Silver Lake Group, L.L.C. |
No | 4 | S | Indirect | Held through Silver Lake Group, L.L.C. |
No | 4 | S | Indirect | Held through Silver Lake Group, L.L.C. |
No | 4 | S | Indirect | Held through Silver Lake Group, L.L.C. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 106,600 | Indirect | By LLC |
Common Stock, $0.001 Par Value | 5,392 | Indirect | By Limited Partnership |
Common Stock, $0.001 Par Value | 45 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,386.08 to $1,387.075, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,387.11 to $1,388.1018, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,388.12 to $1,389.0526, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,389.12 to $1,389.2708, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents shares of common stock held by Silver Lake Group, L.L.C., of which Mr. Kenneth Hao is a managing member. This filing shall not be deemed an admission that Mr. Hao is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, and Mr. Hao disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- Reflects certain transfers between investment vehicles beneficially owned by Mr. Hao and his family, which transfers were exempt from reporting under Rule 16a-13 of the Exchange Act.