Filing Details

Accession Number:
0001758766-24-000058
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-20 18:04:26
Reporting Period:
2024-03-18
Accepted Time:
2024-03-20 18:04:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1758766 Stem Inc. STEM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244203 S David Buzby 100 California Street
14Th Floor
San Francisco CA 94111
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2024-03-18 33,800 $1.81 768,448 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share 558,711 Indirect By the David S. Buzby Revocable Trust