Filing Details
- Accession Number:
- 0001104659-24-036710
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-20 16:17:52
- Reporting Period:
- 2024-03-18
- Accepted Time:
- 2024-03-20 16:17:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1860543 | Cadre Holdings Inc. | CDRE | () | 1231 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
935577 | B Warren Kanders | C/O Kanders &Amp; Company, Inc. 250 Royal Palm Way, Suite 201 Palm Beach FL 33480 | Ceo And Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share ("Common Stock") | Disposition | 2024-03-19 | 1,438,127 | $35.00 | 12,184,918 | No | 4 | S | Indirect | By Kanders SAF, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Kanders SAF, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2024-03-18 | 33,540 | $0.00 | 33,540 | $0.00 |
Common Stock | Stock Option (right to purchase) | Acquisiton | 2024-03-18 | 105,682 | $0.00 | 105,682 | $34.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
33,540 | No | 4 | A | Direct | ||
105,682 | 2034-03-18 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 23,992 | Direct | |
Common Stock | 1,305,650 | Indirect | By Warren B. Kanders Roth IRA |
Common Stock | 23,450 | Indirect | By Allison Kanders Roth IRA |
Footnotes
- The Reporting Person is the sole manager and member of Kanders SAF, LLC.
- Allison Kanders is the Reporting Person's spouse.
- Comprised of a restricted stock units award granted under the Cadre Holdings, Inc. (the "Issuer") 2021 Stock Incentive Plan (the "Plan") consisting of 33,540 shares of the Issuer's Common Stock. 11,180 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 18, 2025, March 18, 2026 and March 13, 2027, respectively.
- The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 35,228 shares of the Issuer's Common Stock will vest and become exercisable on March 18, 2025 and options to purchase 35,227 shares of the Issuer's Common Stock will vest and become exercisable on each of March 18, 2026 and March 18, 2027, respectively.
- The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.