Filing Details

Accession Number:
0001104659-24-036710
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-20 16:17:52
Reporting Period:
2024-03-18
Accepted Time:
2024-03-20 16:17:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1860543 Cadre Holdings Inc. CDRE () 1231
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
935577 B Warren Kanders C/O Kanders &Amp; Company, Inc.
250 Royal Palm Way, Suite 201
Palm Beach FL 33480
Ceo And Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share ("Common Stock") Disposition 2024-03-19 1,438,127 $35.00 12,184,918 No 4 S Indirect By Kanders SAF, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Kanders SAF, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2024-03-18 33,540 $0.00 33,540 $0.00
Common Stock Stock Option (right to purchase) Acquisiton 2024-03-18 105,682 $0.00 105,682 $34.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,540 No 4 A Direct
105,682 2034-03-18 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 23,992 Direct
Common Stock 1,305,650 Indirect By Warren B. Kanders Roth IRA
Common Stock 23,450 Indirect By Allison Kanders Roth IRA
Footnotes
  1. The Reporting Person is the sole manager and member of Kanders SAF, LLC.
  2. Allison Kanders is the Reporting Person's spouse.
  3. Comprised of a restricted stock units award granted under the Cadre Holdings, Inc. (the "Issuer") 2021 Stock Incentive Plan (the "Plan") consisting of 33,540 shares of the Issuer's Common Stock. 11,180 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 18, 2025, March 18, 2026 and March 13, 2027, respectively.
  4. The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 35,228 shares of the Issuer's Common Stock will vest and become exercisable on March 18, 2025 and options to purchase 35,227 shares of the Issuer's Common Stock will vest and become exercisable on each of March 18, 2026 and March 18, 2027, respectively.
  5. The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.