Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001104659-24-036332)

Filing Details

Accession Number:: 0001104659-24-036332
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-03-19 21:26:26
Reporting Period:: 2024-03-15

Accepted Time:: 2024-03-19 21:26:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1083220	Xcel Brands Inc.	XELB	Patent Owners & Lessors (6794)	760307819

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1530941	Mark Disanto	C/O Triple Crown Corp., 5351 Jaycee Avenue Harrisburg PA 17112		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-03-15	146,250	$0.65	1,174,263	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2024-03-19	132,589	$0.98	1,306,852	No	4	A	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	A	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	36,500	Direct
Common Stock	82,392	Indirect	See Footnote

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$1.51	2025-04-01	2028-08-23	25,000	25,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2028-08-23	25,000	25,000	Direct

Footnotes

Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
Represents shares held by other trusts, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.