Filing Details
- Accession Number:
- 0001055160-11-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-08 16:21:08
- Reporting Period:
- 2011-07-01
- Filing Date:
- 2011-08-08
- Accepted Time:
- 2011-08-08 16:21:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1055160 | Mfa Financial Inc. | MFA | Real Estate Investment Trusts (6798) | 133974868 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1203597 | S William Gorin | C/O Mfa Financial, Inc. 350 Park Avenue, 20 Th Floor New York NY 10022 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-08-05 | 2,000 | $7.30 | 518,445 | No | 4 | P | Indirect | By 401(K) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By 401(K) |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Shares | Acquisiton | 2011-07-01 | 12,500 | $0.00 | 12,500 | $0.00 |
Common Stock | Phantom Shares | Acquisiton | 2011-07-01 | 25,000 | $0.00 | 25,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
175,375 | No | 4 | A | Direct | ||
200,375 | No | 4 | D | Direct |
Footnotes
- Each phantom share is the economic equivalent of one share of MFA's common stock, par value $0.01 per share.
- These phantom shares are subject to forfeiture until June 30, 2014. One-third of these phantom shares shall vest on each of June 30, 2012, June 30, 2013 and June 30, 2014, and thereafter, are payable within 30 days of the date such phantom shares vest.
- These phantom shares are subject to forfeiture until June 30, 2014. One-third of these phantom shares shall vest on each of June 30, 2012, June 30, 2013 and June 30, 2014 (subject, in each case, to MFA's achievement of specified performance goals) and thereafter, are payable within 30 days of the date such phantom shares vest.