Filing Details

Accession Number:
0001055160-11-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-08 16:21:08
Reporting Period:
2011-07-01
Filing Date:
2011-08-08
Accepted Time:
2011-08-08 16:21:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1055160 Mfa Financial Inc. MFA Real Estate Investment Trusts (6798) 133974868
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203597 S William Gorin C/O Mfa Financial, Inc.
350 Park Avenue, 20 Th Floor
New York NY 10022
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-08-05 2,000 $7.30 518,445 No 4 P Indirect By 401(K)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By 401(K)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Shares Acquisiton 2011-07-01 12,500 $0.00 12,500 $0.00
Common Stock Phantom Shares Acquisiton 2011-07-01 25,000 $0.00 25,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
175,375 No 4 A Direct
200,375 No 4 D Direct
Footnotes
  1. Each phantom share is the economic equivalent of one share of MFA's common stock, par value $0.01 per share.
  2. These phantom shares are subject to forfeiture until June 30, 2014. One-third of these phantom shares shall vest on each of June 30, 2012, June 30, 2013 and June 30, 2014, and thereafter, are payable within 30 days of the date such phantom shares vest.
  3. These phantom shares are subject to forfeiture until June 30, 2014. One-third of these phantom shares shall vest on each of June 30, 2012, June 30, 2013 and June 30, 2014 (subject, in each case, to MFA's achievement of specified performance goals) and thereafter, are payable within 30 days of the date such phantom shares vest.