Filing Details
- Accession Number:
- 0001246360-11-003301
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-08-08 16:15:11
- Reporting Period:
- 2011-08-01
- Filing Date:
- 2011-08-08
- Accepted Time:
- 2011-08-08 16:15:11
- Original Submission Date:
- 2011-08-02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
778438 | Berry Petroleum Co | BRY | Crude Petroleum & Natural Gas (1311) | 770079387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1175107 | Michael Duginski | C/O Berry Petroleum Company 1999 Broadway, Suite 3700 Denver CO 80202 | Exec. Vp & Coo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-08-01 | 10,000 | $9.97 | 31,768 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-08-01 | 10,000 | $58.65 | 21,768 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Nonstatutory Stock Option 12-05-03 | Disposition | 2011-08-01 | 10,000 | $0.00 | 10,000 | $9.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2004-12-05 | 2013-12-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 12,984 | Indirect | Held in 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Nonstatutory Stock Option 11-23-04 | $21.58 | 2005-11-23 | 2014-11-23 | 70,000 | 70,000 | Direct |
Class A Common Stock | Nonstatutory Stock Option 12-15-05 | $30.65 | 2006-12-15 | 2015-12-15 | 50,000 | 50,000 | Direct |
Class A Common Stock | Nonstatutory Stock Option 12-15-06 | $32.57 | 2007-12-15 | 2016-12-14 | 56,000 | 56,000 | Direct |
Class A Common Stock | 2007 Restricted Stock Unit | $0.00 | 2008-12-14 | 2017-12-13 | 12,039 | 12,039 | Direct |
Class A Common Stock | NSO 2007 | $43.61 | 2008-12-14 | 2017-12-13 | 36,133 | 36,133 | Direct |
Class A Common Stock | 2008 Restricted Stock Units | $0.00 | 2009-12-12 | 2018-12-11 | 70,000 | 70,000 | Direct |
Class A Common Stock | 2009 Restricted Stock Units | $0.00 | 2010-12-11 | 2019-12-11 | 42,919 | 42,919 | Direct |
Class A Common Stock | Perf Based RSUs 3-16-10 | $0.00 | 2012-12-31 | 2012-12-31 | 18,776 | 18,776 | Direct |
Class A Common Stock | March 2011 Employee RSU Grant | $0.00 | 2012-03-02 | 2021-03-02 | 12,887 | 12,887 | Direct |
Class A Common Stock | Non-Statutory Stock Option 3-3-2011 - $48.50 | $48.50 | 2012-03-02 | 2021-03-02 | 14,790 | 14,790 | Direct |
Class A Common Stock | Perf Based RSU 3-2-2011 | $0.00 | 2013-12-31 | 2021-03-02 | 11,275 | 11,275 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-11-23 | 70,000 | 70,000 | Direct |
2015-12-15 | 50,000 | 50,000 | Direct |
2016-12-14 | 56,000 | 56,000 | Direct |
2017-12-13 | 12,039 | 12,039 | Direct |
2017-12-13 | 36,133 | 36,133 | Direct |
2018-12-11 | 70,000 | 70,000 | Direct |
2019-12-11 | 42,919 | 42,919 | Direct |
2012-12-31 | 18,776 | 18,776 | Direct |
2021-03-02 | 12,887 | 12,887 | Direct |
2021-03-02 | 14,790 | 14,790 | Direct |
2021-03-02 | 11,275 | 11,275 | Direct |
Footnotes
- 1 for 1
- Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
- The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
- The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
- Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock if certain pre-established performance factors, as set forth in the Company's Form 8-K dated March 18, 2010, are met.
- Per the Agreement this is the maximum number of performance based RSUs that may be received if all performance factors are achieved as outlined in the Form 8-K dated March 18, 2010.
- Options exercised and shares sold under a 10b5-1 Plan established by filer.