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Home > Insider Trading > Filing (0001758766-24-000057)

Filing Details

Accession Number:: 0001758766-24-000057
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-03-18 18:13:05
Reporting Period:: 2024-03-15

Accepted Time:: 2024-03-18 18:13:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758766	Stem Inc.	STEM	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1244203	S David Buzby	100 California Street 14Th Floor San Francisco CA 94111		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2024-03-15	62,500	$1.84	734,648	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	558,711	Indirect	By the David S. Buzby Revocable Trust