Filing Details
- Accession Number:
- 0000950170-24-032858
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2024-03-18 16:30:42
- Reporting Period:
- 2023-12-14
- Accepted Time:
- 2024-03-18 16:30:42
- Original Submission Date:
- 2023-12-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1598665 | Heritage Insurance Holdings Inc. | HRTG | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1272769 | L Paul Whiting | C/O Heritage Insurance Holdings, Inc. 1401 N. Westshore Blvd Tampa FL 33607 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-12-14 | 40,871 | $7.34 | 40,871 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,662 | Direct |
Footnotes
- Represents shares of the Company's common stock ("Common Stock") purchased by Whiting Family, LLC from the Company in a private placement concurrent with the Company's underwritten public offering of Common Stock.
- This amendment to the Form 4 filed on December 15, 2023 (the "Original Form 4") is being filed to reflect that the previously reported purchase was made indirectly by the Whiting Family, LLC.
- These shares are owned by Whiting Family, LLC, which is controlled by the Reporting Person and his spouse. The Reporting Person disclaims beneficial ownership of the shares held by Whiting Family, LLC except to the extent of his pecuniary interest therein.