Filing Details
- Accession Number:
- 0001789940-24-000069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-18 16:05:06
- Reporting Period:
- 2024-03-15
- Accepted Time:
- 2024-03-18 16:05:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1789940 | First Watch Restaurant Group Inc. | FWRG | Retail-Eating Places (5812) | 824271369 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1879519 | Anthony Jay Wolszczak | C/O First Watch Restaurant Group, Inc. 8725 Pendery Place, Ste. 201 Bradenton FL 34201 | Chief Legal Officer, Gc & Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-03-15 | 15,000 | $8.45 | 58,511 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-03-15 | 15,000 | $24.29 | 43,511 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2024-03-15 | 15,000 | $0.00 | 15,000 | $8.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 162,570 | 2028-07-18 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price for the 15,000 shares. The individual range of sale prices for this transaction is $24.28 to $24.37. The reporting owner undertakes to provide to First Watch Restaurant Group, Inc., any security holder of First Watch Restaurant Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this Footnote.
- The stock options representing a right to purchase a total of 177,570 shares, became partially exercisable, as follows: (a) 21,309 stock options vested on July 18, 2019, (b) 21,309 stock options vested on July 18, 2020, (c) 21,308 stock options vested on July 18, 2021, (d) 21,308 stock options vested on July 18, 2022, (e) 23,676 stock options vested on October 1, 2022, (f) 21,308 stock options vested on July 18, 2023, and (g) 23,676 stock options vested on October 1, 2023. 23,676 stock options will vest on June 30, 2024, subject to earlier forfeiture or cancellation.
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