Filing Details
- Accession Number:
- 0001628280-24-011553
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-15 18:17:34
- Reporting Period:
- 2024-03-13
- Accepted Time:
- 2024-03-15 18:17:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1665300 | Phunware Inc. | PHUN | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1994402 | Michael Snavely | 1002 West Avenue Austin TX 78701 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-03-13 | 2,810 | $9.89 | 20,643 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2024-03-14 | 2,500 | $9.04 | 23,143 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 23,453 | Direct |
Footnotes
- Effective on February 26, 2024, the Issuer effected a one-for-fifty reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have beenadjusted to reflect the Reverse Stock Split.
- Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2023B Inducement Plan.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $9.77 to $10.03. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.
- Reflects the price paid by the Reporting Person for the purchase of the Issuers shares.