Home > Insider Trading > Filing (0001205035-11-000003)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
53669	Johnson Controls Inc	JCI	Public Bldg & Related Furniture (2531)	390380010

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1205035	F Susan Davis	5757 N. Green Bay Avenue P.o. Box 591 Milwaukee WI 53201-0591	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-08-05	0	$33.42	168,551	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,208	Indirect	By 401(k) Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units/Restricted Stock	$0.00	2012-11-01	2014-11-01	48,976	48,976	Direct
Common Stock	Phantom Stock Units/Retirement Restoration Plan	$0.00			985	985	Direct
Common Stock	Employee Stock Option (Right to Buy)	$20.56	2006-11-17	2014-11-17	138,000	138,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$22.56	2007-11-16	2015-11-16	123,000	123,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$23.97	2008-10-02	2016-10-02	120,000	120,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$40.21	2009-10-01	2017-10-01	75,000	75,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$28.79	2010-10-01	2018-10-01	110,000	110,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$24.87	2011-10-01	2019-10-01	110,000	110,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$30.54	2012-10-01	2020-10-01	84,000	84,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-11-01	48,976	48,976	Direct
	985	985	Direct
2014-11-17	138,000	138,000	Direct
2015-11-16	123,000	123,000	Direct
2016-10-02	120,000	120,000	Direct
2017-10-01	75,000	75,000	Direct
2018-10-01	110,000	110,000	Direct
2019-10-01	110,000	110,000	Direct
2020-10-01	84,000	84,000	Direct

Footnotes

The number of underlying securities is based on the stock fund balance on July 29, 2011. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an July 29, 2011, stock fund price of $36.95 per share.
Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
Phantom stock units representing dividends which relate to vested deferred awards are payable in cash following the reporting person's retirement from the issuer and may be transferred into an alternative investment account. Vesting continues when the reporting person retires from the issuer.
The phantom stock units were awarded pursuant to and accrued under the Johnson Controls Executive Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company, subject to vesting provisions.
The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company.
Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.