Filing Details

Accession Number:
0001209191-11-042736
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-05 19:18:52
Reporting Period:
2011-08-02
Filing Date:
2011-08-05
Accepted Time:
2011-08-05 19:18:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890846 Uroplasty Inc UPI Surgical & Medical Instruments & Apparatus (3841) 411719250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1133026 B David Kaysen 5420 Feltl Rd
Minnetonka MN 55343
President, Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-02 1,500 $6.57 57,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock employee non-qualified stock options $2.50 2006-05-17 2016-05-16 300,000 300,000 Direct
Common Stock employee non-qualified stock options $4.31 2007-07-03 2012-07-02 50,000 50,000 Direct
Common Stock employee non-qualified stock options $3.15 2008-06-24 2013-06-23 50,000 50,000 Direct
Common Stock employee non-qualified stock options $0.85 2009-06-05 2014-06-04 100,000 100,000 Direct
Common Stock employee non-qualified stock options $4.94 2011-06-08 2017-06-07 26,075 26,075 Direct
Common Stock employee non-qualified stock options $7.98 2012-06-07 2018-06-06 16,350 16,350 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-05-16 300,000 300,000 Direct
2012-07-02 50,000 50,000 Direct
2013-06-23 50,000 50,000 Direct
2014-06-04 100,000 100,000 Direct
2017-06-07 26,075 26,075 Direct
2018-06-06 16,350 16,350 Direct
Footnotes
  1. Includes 15,225 shares of restricted stock that vests with respect to one third of the shares on the second, third and fourth anniversaries of the grant date (June 8, 2010) and 12,550 shares of restricted stock that vests with respect to one fourth of the shares on the first, second, third and fourth anniversaries of the grant date (June 7, 2011)
  2. Becomes exercisable with respect to one-third of the shares on such date, and an additional, cumulative one-third on the first and second anniversary of such date.