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Filing Details

Accession Number:: 0000911177-24-000043
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-03-14 16:17:02
Reporting Period:: 2024-03-12

Accepted Time:: 2024-03-14 16:17:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
911177	Casella Waste Systems Inc	CWST	Refuse Systems (4953)	030338873

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1055352	W John Casella	C/O Casella Waste Systems 25 Greens Hill Lane Rutland VT 05701	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2024-03-12	5,060	$0.00	36,862	No	4	A	Direct
Class A Common Stock	Disposition	2024-03-13	1,673	$94.13	35,189	No	4	S	Direct
Class A Common Stock	Disposition	2024-03-14	951	$94.15	34,238	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	694	Indirect	By Spouse
Class B Common Stock	166,000	Direct
Class B Common Stock	137,000	Indirect	by SLAT 2
Class B Common Stock	134,000	Indirect	By SLAT
Class B Common Stock	57,100	Indirect	By Spouse

Footnotes

Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A CommonStock. RSUs vest in three equal annual installments beginning on March 12, 2025.
Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on May 12, 2022 and August 22, 2023 and does not represent a discretionary sale by the reporting person.
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $94.09 to $94.33. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 23, 2021 and does not represent a discretionary sale by the reporting person.
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $93.79 to $94.17. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella ("SLAT 2"). Mr. Casella is the trustee of the SLAT 2.
Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella's spouse ("SLAT"). Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.