Filing Details
- Accession Number:
- 0001758766-24-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-14 16:12:07
- Reporting Period:
- 2024-03-12
- Accepted Time:
- 2024-03-14 16:12:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1758766 | Stem Inc. | STEM | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 264466193 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1864717 | Larsh Johnson | 100 California Street 14Th Floor San Francisco CA 94111 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2024-03-12 | 20,000 | $2.00 | 100,167 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2024-03-13 | 21,428 | $2.00 | 78,739 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | 107,456 | Indirect | By Trust |
Footnotes
- Shares held by trust for which the Reporting Person is a trustee.
Billionaire Hedge Funds
