Home > Insider Trading > Filing (0001225208-11-019335)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350797	Eaton Vance Corp	EV	Investment Advice (6282)	042718215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1257596	W Duncan Richardson	Two International Place Eaton Vance Boston MA 02110	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2011-08-04	122,754	$14.34	785,497	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2011-08-04	92,400	$24.27	693,097	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2011-08-04	122,754	$0.00	122,754	$14.34

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
127,246		2011-11-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Voting Trust Receipt	44,566	Direct
Eaton Vance Corp. Common Stock (Voting)	44,566	Indirect	By Voting Trust

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$14.55	2012-11-01	282,600	282,600	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$21.96	2014-11-01	259,600	259,600	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$24.87	2015-11-01	210,500	210,500	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$30.11	2016-11-01	200,800	200,800	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$48.39	2017-11-01	139,700	139,700	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$29.39	2020-11-01	142,320	142,320	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.17	2019-11-02	128,680	128,680	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$17.51	2013-11-03	273,000	273,000	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$21.99	2018-11-03	142,900	142,900	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2012-11-01	282,600	282,600	Direct
2014-11-01	259,600	259,600	Direct
2015-11-01	210,500	210,500	Direct
2016-11-01	200,800	200,800	Direct
2017-11-01	139,700	139,700	Direct
2020-11-01	142,320	142,320	Direct
2019-11-02	128,680	128,680	Direct
2013-11-03	273,000	273,000	Direct
2018-11-03	142,900	142,900	Direct

Footnotes

These shares were sold to cover the cost and tax liability associated with a NQ stock option exercise.
Granted on 11/1/2001 these options vest 22% 11/1/2002, 11/1/2003, 11/1/2004 11/1/2006 and 12% on 11/1/2005
Granted on November 1, 2002, these options vest over a 5 year period at 20% per year.
Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2003, these options vest over a 5 year period at 20% per year.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.