Filing Details
- Accession Number:
- 0000897069-24-000677
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-13 16:48:48
- Reporting Period:
- 2024-03-11
- Accepted Time:
- 2024-03-13 16:48:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1287213 | Douglas Dynamics Inc | PLOW | Construction Machinery & Equip (3531) | 134275891 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489528 | L Robert Mccormick | C/O Douglas Dynamics, Inc. 11270 W. Park Place, Suite 300 Milwaukee WI 53224 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-03-11 | 41,308 | $0.00 | 106,249 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2024-03-11 | 14,417 | $24.73 | 91,832 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 131,034 | Indirect | By Robert L. McCormick Revocable Trust |
| Common Stock | 3,624 | Indirect | By 401(k) Plan |
Footnotes
- Includes 41,308 shares that will vest in three annual installments beginning on March 6, 2025.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2022.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $24.6900 to $24.9900. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Billionaire Hedge Funds
