Filing Details

Accession Number:
0001140361-11-039961
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-05 16:41:25
Reporting Period:
2011-08-04
Filing Date:
2011-08-05
Accepted Time:
2011-08-05 16:41:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1486800 Higher One Holdings Inc. ONE Services-Business Services, Nec (7389) 263025501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1494213 Dean Hatton C/O Higher One Holdings, Inc.
25 Science Park
New Haven CT 06511
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-04 85,500 $0.20 100,971 No 4 M Direct
Common Stock Disposition 2011-08-04 85,500 $18.66 15,471 No 4 S Direct
Common Stock Acquisiton 2011-08-04 4,000 $0.20 19,471 No 4 M Direct
Common Stock Disposition 2011-08-04 4,000 $19.07 15,471 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2011-08-04 89,500 $0.00 89,500 $0.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
476,340 2005-03-18 2012-03-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 300,000 Indirect by the Dean W. Hatton GRAT
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2011.
  2. The price represents the weighted average sale price of multiple transactions on the reported date at prices between $18.14 and $19.00. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
  3. The price represents the weighted average sale price of multiple transactions on the reported date at prices between $19.01 and $19.33. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.