Filing Details
- Accession Number:
- 0000014693-11-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-05 16:34:39
- Reporting Period:
- 2011-08-03
- Filing Date:
- 2011-08-05
- Accepted Time:
- 2011-08-05 16:34:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403221 | Laura Frazier | 850 Dixie Highway Louisville KY 40210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Acquisiton | 2010-12-30 | 131,554 | $0.00 | 5,653,921 | No | 5 | G | Indirect | Avish Agincourt, LLC |
Class A Common | Acquisiton | 2011-01-03 | 56,380 | $0.00 | 5,653,921 | No | 5 | G | Indirect | Avish Agincourt, LLC |
Class A Common | Acquisiton | 2011-08-03 | 3,240 | $69.24 | 3,240 | No | 4 | P | Indirect | Annsley Frazier Thorton Trust |
Class B Common | Acquisiton | 2010-12-30 | 117,531 | $0.00 | 5,051,236 | No | 5 | G | Indirect | Avish Agincourt, LLC |
Class B Common | Acquisiton | 2011-01-03 | 50,370 | $0.00 | 5,051,236 | No | 5 | G | Indirect | Avish Agincourt, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Avish Agincourt, LLC |
No | 5 | G | Indirect | Avish Agincourt, LLC |
No | 4 | P | Indirect | Annsley Frazier Thorton Trust |
No | 5 | G | Indirect | Avish Agincourt, LLC |
No | 5 | G | Indirect | Avish Agincourt, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 138,209 | Direct | |
Class A Common | 236 | Indirect | Cordt Huneke Trust |
Class A Common | 236 | Indirect | Chase Huneke Trust |
Class A Common | 236 | Indirect | Brooke Huneke Trust |
Class A Common | 236 | Indirect | Kelli Huneke Trust |
Class A Common | 3,948 | Indirect | Brooke Huneke UTMA |
Class A Common | 3,948 | Indirect | Kelli Huneke UTMA |
Class B Common | 148,809 | Direct | |
Class B Common | 860 | Indirect | Cordt Huneke Trust |
Class B Common | 1,135 | Indirect | Chase Huneke Trust |
Class B Common | 1,135 | Indirect | Brooke Huneke Trust |
Class B Common | 1,135 | Indirect | Kelli Huneke Trust |
Class B Common | 4,933,817 | Indirect | Avish Agincourt, LLC |
Class B Common | 3,437 | Indirect | Brooke Huneke UTMA |
Class B Common | 3,377 | Indirect | Kelli Huneke UTMA |
Footnotes
- Represents separate gifts of Avish Agincourt LLC limited liability units to the four children of the reporting person.
- The reporting person has elected to begin reporting all shares held by Avish Agincourt LLC, but disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
- Represents gifts of Avish Agincourt LLC limited liability company units to the reporting person.
- In October 2008, the Issuer completed a stock distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. This total has been adjusted to reflect the Class B shares received through the distribution.
- On April 6, 2011, Avish Agincourt LLC redeemed certain limited liability company units held by one of its members, but the reporting person's beneficial ownership did not change. The total has been updated to reflect the effect of the redemption.