Filing Details
- Accession Number:
- 0000950170-24-030087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-12 17:00:23
- Reporting Period:
- 2024-03-08
- Accepted Time:
- 2024-03-12 17:00:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1380492 | B. Thomas Michaud | 787 Seventh Avenue New York NY 10019 | Senior Vice President | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-03-11 | 25,421 | $74.26 | 90,055 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units | Acquisiton | 2024-03-08 | 9,000 | $75.00 | 9,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
44,408 | No | 4 | A | Direct |
Footnotes
- Units vest in 20% increments over a five year period.
- No expiration date for these Units