Filing Details
- Accession Number:
- 0001381668-24-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-12 13:48:08
- Reporting Period:
- 2024-03-08
- Accepted Time:
- 2024-03-12 13:48:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1381668 | Tfs Financial Corp | TFSL | Savings Institution, Federally Chartered (6035) | 522054948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1921069 | T Bradley Stefanski | 7007 Broadway Avenue Cleveland OH 44105 | Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-03-08 | 6,269 | $12.76 | 51,709 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,049 | Indirect | ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 15,000 | 15,000 | Direct | ||
| Common Stock | Employee Stock Option (right to buy) | $18.24 | 2024-12-10 | 800 | 800 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $14.74 | 2028-01-05 | 1,800 | 1,800 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $15.08 | 2024-12-10 | 1,500 | 1,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 15,000 | 15,000 | Direct | |
| 2024-12-10 | 800 | 800 | Direct |
| 2028-01-05 | 1,800 | 1,800 | Direct |
| 2024-12-10 | 1,500 | 1,500 | Direct |
Footnotes
- Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- On March 4, 2024, the reporting person received a grant of 15,000 Restricted Stock Units (RSUs). These RSUs fully vest on December 10, 2026.
- On January 19, 2017, the reporting person received a grant of 800 stock options. These stock options vest 100% on December 10, 2017
- On January 5, 2018, reporting person received a grant of 1,800 stock options. These stock options vest 100% on December 10, 2020
- On December 11, 2014, the reporting person received a grant of 1,500 stock options. These stock options vest 100% on December 10, 2017.
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