Filing Details
- Accession Number:
- 0001415889-24-007534
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-11 18:00:20
- Reporting Period:
- 2024-03-07
- Accepted Time:
- 2024-03-11 18:00:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1798749 | Aerovate Therapeutics Inc. | AVTE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1413006 | A George Eldridge | C/O Aerovate Therapeutics, Inc. 930 Winter Street, Suite M-500 Waltham MA 02451 | See Remarks | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-03-07 | 22,386 | $2.14 | 24,346 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-03-07 | 22,386 | $25.00 | 1,960 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2024-03-08 | 114 | $2.14 | 2,074 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-03-08 | 114 | $25.00 | 1,960 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2024-03-11 | 3,433 | $2.14 | 5,393 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-03-11 | 3,423 | $25.24 | 1,970 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-03-11 | 10 | $26.31 | 1,960 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2024-03-07 | 1,400 | $0.00 | 1,400 | $2.14 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2024-03-07 | 20,986 | $0.00 | 20,986 | $2.14 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2024-03-08 | 114 | $0.00 | 114 | $2.14 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2024-03-11 | 3,433 | $0.00 | 3,433 | $2.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
28,263 | 2031-04-01 | No | 4 | M | Direct | |
58,877 | 2031-04-01 | No | 4 | M | Direct | |
58,763 | 2031-04-01 | No | 4 | M | Direct | |
55,330 | 2031-04-01 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2023.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.289, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.88, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- A total of 50,850 shares subject to an employee stock option were granted on April 2, 2021, with 25% of this option vested on March 22, 2022, and the remainder vesting in 36 substantially equal monthly installments thereafter.
- A total of 98,676 shares subject to an employee stock option were granted on April 2, 2021, with 25% of this option vested on June 4, 2022, and the remainder vesting in 36 substantially equal monthly installments thereafter.