Filing Details

Accession Number:
0001415889-24-007534
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-11 18:00:20
Reporting Period:
2024-03-07
Accepted Time:
2024-03-11 18:00:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1798749 Aerovate Therapeutics Inc. AVTE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1413006 A George Eldridge C/O Aerovate Therapeutics, Inc.
930 Winter Street, Suite M-500
Waltham MA 02451
See Remarks No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-03-07 22,386 $2.14 24,346 No 4 M Direct
Common Stock Disposition 2024-03-07 22,386 $25.00 1,960 No 4 S Direct
Common Stock Acquisiton 2024-03-08 114 $2.14 2,074 No 4 M Direct
Common Stock Disposition 2024-03-08 114 $25.00 1,960 No 4 S Direct
Common Stock Acquisiton 2024-03-11 3,433 $2.14 5,393 No 4 M Direct
Common Stock Disposition 2024-03-11 3,423 $25.24 1,970 No 4 S Direct
Common Stock Disposition 2024-03-11 10 $26.31 1,960 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2024-03-07 1,400 $0.00 1,400 $2.14
Common Stock Stock Option (Right to Buy) Disposition 2024-03-07 20,986 $0.00 20,986 $2.14
Common Stock Stock Option (Right to Buy) Disposition 2024-03-08 114 $0.00 114 $2.14
Common Stock Stock Option (Right to Buy) Disposition 2024-03-11 3,433 $0.00 3,433 $2.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,263 2031-04-01 No 4 M Direct
58,877 2031-04-01 No 4 M Direct
58,763 2031-04-01 No 4 M Direct
55,330 2031-04-01 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2023.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.289, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.88, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
  4. A total of 50,850 shares subject to an employee stock option were granted on April 2, 2021, with 25% of this option vested on March 22, 2022, and the remainder vesting in 36 substantially equal monthly installments thereafter.
  5. A total of 98,676 shares subject to an employee stock option were granted on April 2, 2021, with 25% of this option vested on June 4, 2022, and the remainder vesting in 36 substantially equal monthly installments thereafter.