Filing Details
- Accession Number:
- 0001104659-24-032608
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-08 21:30:15
- Reporting Period:
- 2024-03-06
- Accepted Time:
- 2024-03-08 21:30:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1282631 | Netlist Inc | NLST | Semiconductors & Related Devices (3674) | 954812784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1381057 | K Chun Hong | 111 Academy, Suite 100 Irvine CA 92617 | President, Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-03-06 | 15,667 | $1.54 | 2,225,780 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,611,177 | Indirect | Hong-Cha Property Trust |
Footnotes
- Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting ofrestricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does notrepresent a discretionary transaction by the reporting person.
- The amount reported includes shares subject to unvested restricted stock units.
Billionaire Hedge Funds
