Filing Details
- Accession Number:
- 0001415889-24-007240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-07 21:14:12
- Reporting Period:
- 2024-03-05
- Accepted Time:
- 2024-03-07 21:14:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1819974 | Skywater Technology Inc | SKYT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1741560 | A Loren Unterseher | 4450 Excelsior Blvd Suite 440 Minneapolis MN 55416 | No | No | No | No | |
1857392 | Cmi Oxbow Partners, Llc | 4450 Excelsior Boulevard Suite 440 Minneapolis MN 55416 | Yes | No | Yes | No | |
1857514 | Oxbow Industries, Llc | 4450 Excelsior Boulevard Suite 440 Minneapolis MN 55416 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-03-05 | 10,520 | $11.50 | 13,441,773 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-03-06 | 50,771 | $11.57 | 13,391,002 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-03-07 | 360,181 | $12.13 | 13,030,821 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-03-07 | 8,528 | $12.50 | 13,022,293 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 32,150 | Direct | |
Common Stock | 3 | Direct | |
Common Stock | 3,710,610 | Indirect | By 2023 grantor retained annuity trust |
Common Stock | 184,891 | Indirect | By trust for benefit of son |
Common Stock | 184,891 | Indirect | By trust for benefit of son |
Common Stock | 184,890 | Indirect | By trust for benefit of daughter |
Common Stock | 184,890 | Indirect | By trust for benefit of daughter |
Common Stock | 50,904 | Indirect | By spouse |
Common Stock | 229,451 | Indirect | By revocable trust |
Common Stock | 363,670 | Indirect | By family irrevocable trust |
Footnotes
- Reflects the weighted average price of 10,520 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 5, 2024 with sale prices ranging from $11.50 to $11.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 50,771 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 6, 2024 with sale prices ranging from $11.50 to $11.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
- Reflects the weighted average price of 360,181 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 7, 2024 with sale prices ranging from $11.50 to $12.46 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
- Reflects the weighted average price of 8,528 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 5, 2024 with sale prices ranging from $12.50 to $12.51 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
- Shares owned directly by Mr. Unterseher.
- Oxbow directly holds the shares reported in Column 5.