Filing Details

Accession Number:
0001415889-24-007211
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-07 18:11:18
Reporting Period:
2024-03-05
Accepted Time:
2024-03-07 18:11:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422930 Pubmatic Inc. PUBM Services-Computer Programming, Data Processing, Etc. (7370) 205863224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1833508 K. Amar Goel C/O Pubmatic, Inc.
601 Marshall Street
Redwood City CA 94063
Chairman, Chief Innovation Off No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-03-05 30,000 $0.00 30,000 No 4 C Indirect By Birchwood Trust
Class A Common Stock Disposition 2024-03-05 30,000 $20.70 0 No 4 S Indirect By Birchwood Trust
Class A Common Stock Acquisiton 2024-03-05 30,000 $0.00 30,000 No 4 C Indirect By Tuscan Irrevocable Trust
Class A Common Stock Disposition 2024-03-05 30,000 $20.70 0 No 4 S Indirect By Tuscan Irrevocable Trust
Class A Common Stock Acquisiton 2024-03-05 30,000 $0.00 30,000 No 4 C Indirect By Marais Irrevocable Trust
Class A Common Stock Disposition 2024-03-05 30,000 $20.69 0 No 4 S Indirect By Marais Irrevocable Trust
Class A Common Stock Acquisiton 2024-03-05 30,000 $0.00 30,000 No 4 C Indirect By RAJN Trust - A
Class A Common Stock Disposition 2024-03-05 30,000 $20.69 0 No 4 S Indirect By RAJN Trust - A
Class A Common Stock Acquisiton 2024-03-05 30,000 $0.00 30,000 No 4 C Indirect By RAJN Trust - N
Class A Common Stock Disposition 2024-03-05 30,000 $20.70 0 No 4 S Indirect By RAJN Trust - N
Class A Common Stock Disposition 2024-03-05 3,454 $20.69 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Birchwood Trust
No 4 S Indirect By Birchwood Trust
No 4 C Indirect By Tuscan Irrevocable Trust
No 4 S Indirect By Tuscan Irrevocable Trust
No 4 C Indirect By Marais Irrevocable Trust
No 4 S Indirect By Marais Irrevocable Trust
No 4 C Indirect By RAJN Trust - A
No 4 S Indirect By RAJN Trust - A
No 4 C Indirect By RAJN Trust - N
No 4 S Indirect By RAJN Trust - N
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2024-03-05 30,000 $0.00 30,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2024-03-05 30,000 $0.00 30,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2024-03-05 30,000 $0.00 30,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2024-03-05 30,000 $0.00 30,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2024-03-05 30,000 $0.00 30,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,236,099 No 4 C Indirect
757,900 No 4 C Indirect
757,934 No 4 C Indirect
526,552 No 4 C Indirect
526,572 No 4 C Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 443,414 443,414 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
443,414 443,414 Indirect
Footnotes
  1. These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on December 5, 2023.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.38 to $21.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.
  5. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on December 5, 2023.
  6. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.36 to $21.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  8. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on December 5, 2023.
  9. These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  10. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust - A on December 5, 2023.
  11. These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  12. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust - N on December 5, 2023.
  13. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.35 to $21.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  14. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023.
  15. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.41 to $20.96 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  16. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
  17. These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act.