Filing Details

Accession Number:
0001181431-11-043992
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-04 17:36:58
Reporting Period:
2011-08-02
Filing Date:
2011-08-04
Accepted Time:
2011-08-04 17:36:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314592 Teavana Holdings Inc TEA Retail-Food Stores (5400) 201946316
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1103019 P L Iii Fund Equity Skm C/O Apax Partners, L.p.
153 East 53Rd Street, 53Rd Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Redeemable Participating Preferred Stock Disposition 2011-08-02 10,683,333 $1.00 0 No 4 J Indirect See Footnote
Common Stock Acquisiton 2011-08-02 9,005,217 $0.00 9,005,217 No 4 C Indirect See Footnote
Common Stock Disposition 2011-08-02 1,928,201 $17.00 7,077,016 No 4 S Indirect See Footnote
Common Stock Disposition 2011-08-02 154,544 $0.00 6,922,472 No 4 J Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See Footnote
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
No 4 J Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Class B Redeemable Common Stock Disposition 2011-08-02 2,431,909 $0.00 9,005,217 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. The reported securities were called for redemption by the issuer at a price equal to $1.00 per share.
  2. SKM Partners, LLC is the general partner of SKM Equity Fund III, L.P., the managing member of Teavana Investment LLC, and possesses voting and dispositive power over the shares of Series A Redeemable Participating Preferred Stock and common stock held by Teavana Investment LLC. SKM Partners, LLC disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. F. Barron Fletcher III is the person authorized by SKM Partners, LLC to have voting and dispositive power with respect to such shares held by Teavana Investment LLC.
  3. Each share of Class B common stock was converted into common stock on a one-for-3.70294176910785 basis and had no expiration date.
  4. Represents an in-kind distribution of 154,544 shares of common stock on behalf of its members.