Filing Details
- Accession Number:
- 0001181431-11-043992
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-04 17:36:58
- Reporting Period:
- 2011-08-02
- Filing Date:
- 2011-08-04
- Accepted Time:
- 2011-08-04 17:36:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1314592 | Teavana Holdings Inc | TEA | Retail-Food Stores (5400) | 201946316 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1103019 | P L Iii Fund Equity Skm | C/O Apax Partners, L.p. 153 East 53Rd Street, 53Rd Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Redeemable Participating Preferred Stock | Disposition | 2011-08-02 | 10,683,333 | $1.00 | 0 | No | 4 | J | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-08-02 | 9,005,217 | $0.00 | 9,005,217 | No | 4 | C | Indirect | See Footnote |
Common Stock | Disposition | 2011-08-02 | 1,928,201 | $17.00 | 7,077,016 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2011-08-02 | 154,544 | $0.00 | 6,922,472 | No | 4 | J | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | J | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Class B Redeemable Common Stock | Disposition | 2011-08-02 | 2,431,909 | $0.00 | 9,005,217 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- The reported securities were called for redemption by the issuer at a price equal to $1.00 per share.
- SKM Partners, LLC is the general partner of SKM Equity Fund III, L.P., the managing member of Teavana Investment LLC, and possesses voting and dispositive power over the shares of Series A Redeemable Participating Preferred Stock and common stock held by Teavana Investment LLC. SKM Partners, LLC disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. F. Barron Fletcher III is the person authorized by SKM Partners, LLC to have voting and dispositive power with respect to such shares held by Teavana Investment LLC.
- Each share of Class B common stock was converted into common stock on a one-for-3.70294176910785 basis and had no expiration date.
- Represents an in-kind distribution of 154,544 shares of common stock on behalf of its members.