Filing Details
- Accession Number:
- 0001415889-24-007138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-06 20:10:59
- Reporting Period:
- 2024-03-04
- Accepted Time:
- 2024-03-06 20:10:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1736946 | Arlo Technologies Inc. | ARLO | Household Audio & Video Equipment (3651) | 384061754 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1746751 | Brian Busse | 2200 Faraday Avenue, Suite 150 Carlsbad CA 92008 | General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-03-04 | 41,666 | $0.00 | 722,455 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-03-04 | 18,416 | $11.40 | 704,039 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2024-03-05 | 42,161 | $10.97 | 661,878 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Stock Units (PSUs) | Acquisiton | 2024-02-01 | 150,000 | $0.00 | 150,000 | $0.00 |
| Common Stock | Performance Stock Units (PSUs) | Disposition | 2024-03-04 | 41,666 | $0.00 | 41,666 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 150,000 | No | 5 | A | Direct | ||
| 83,334 | No | 4 | M | Direct |
Footnotes
- Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. The PSUs vest upon the achievement of certain milestones relating to the number of the Issuer's cumulative paid subscribers.
- Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of the PSU.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2023.
- The weighted average sale price for the transaction reported was $10.9668, and the range of prices were between $10.81 and $11.16. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
Billionaire Hedge Funds
