Filing Details
- Accession Number:
- 0001209191-11-042498
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-04 17:12:00
- Reporting Period:
- 2011-08-02
- Filing Date:
- 2011-08-04
- Accepted Time:
- 2011-08-04 17:12:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492426 | Horizon Pharma Inc. | HZNP | Pharmaceutical Preparations (2834) | 272179987 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1136148 | Atlas Venture Fund Vi Lp | C/O Atlas Venture 25 First Street, Suite 303 Cambridge MA 02141 | No | No | Yes | No | |
1143182 | Atlas Venture Entrepreneurs Fund Vi Lp | C/O Atlas Venture 25 First Street, Suite 303 Cambridge MA 02141 | No | No | Yes | No | |
1292358 | Atlas Venture Fund Vi Gmbh & Co Kg | C/O Atlas Venture 25 First Street, Suite 303 Cambridge MA 02141 | No | No | Yes | No | |
1292360 | Atlas Venture Associates Vi, Inc | C/O Atlas Venture 25 First Street, Suite 303 Cambridge MA 02141 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-02 | 1,577,819 | $0.00 | 1,577,819 | No | 4 | C | Indirect | See FN |
Common Stock | Acquisiton | 2011-08-02 | 179,740 | $0.00 | 1,757,559 | No | 4 | C | Indirect | See FN |
Common Stock | Acquisiton | 2011-08-02 | 387,034 | $9.00 | 2,144,593 | No | 4 | C | Indirect | See FN |
Common Stock | Acquisiton | 2011-08-02 | 7,086 | $9.00 | 2,151,679 | No | 4 | C | Indirect | See FN |
Common Stock | Acquisiton | 2011-08-02 | 11,834 | $9.00 | 2,163,513 | No | 4 | C | Indirect | See FN |
Common Stock | Acquisiton | 2011-08-02 | 352,576 | $9.00 | 2,516,089 | No | 4 | P | Indirect | See FN |
Common Stock | Acquisiton | 2011-08-02 | 6,456 | $9.00 | 2,522,545 | No | 4 | P | Indirect | See FN |
Common Stock | Acquisiton | 2011-08-02 | 10,782 | $9.00 | 2,533,327 | No | 4 | P | Indirect | See FN |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See FN |
No | 4 | C | Indirect | See FN |
No | 4 | C | Indirect | See FN |
No | 4 | C | Indirect | See FN |
No | 4 | C | Indirect | See FN |
No | 4 | P | Indirect | See FN |
No | 4 | P | Indirect | See FN |
No | 4 | P | Indirect | See FN |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2011-08-02 | 1,577,819 | $0.00 | 1,577,819 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2011-08-02 | 179,740 | $0.00 | 179,740 | $0.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2011-08-02 | 0 | $0.00 | 387,034 | $9.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2011-08-02 | 0 | $0.00 | 7,086 | $9.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2011-08-02 | 0 | $0.00 | 11,834 | $9.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,859,851 | Indirect | See FN |
Footnotes
- Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock. Every 2.374 shares of preferred stock converted into one share of common stock upon the closing of the Issuer's initial public offering.
- Includes 46,003 shares held of record by Atlas Venture Entrepreneurs' Fund VI, L.P. ("AVE"), 27,544 shares held of record by Atlas Fund VI GmbH & Co. KG ("GmbH") and 1,504,272 shares held by Atlas Venture Fund VI, L.P. ("Venture"). These shares are owned directly by AVE, GmbH and Venture. Atlas Venture Associates VI, L.P. disclaims beneficial ownership as to such shares except to the extent of its proportionate pecuniary interest therein and each of AVE, GmbH and Venture disclaim beneficial ownership to such shares other than those shares held directly by them.
- These shares are owned directly by AVE, GmbH and Venture. Atlas Venture Associates VI, L.P. disclaims beneficial ownership as to such shares except to the extent of its proportionate pecuniary interest therein and each of AVE, GmbH and Venture disclaim beneficial ownership to such shares other than those shares held directly by them.
- Includes 5,240 shares held of record by AVE, 3,137 shares held of record by GmbH and 171,363 shares held by Venture. These shares are owned directly by AVE, GmbH and Venture. Atlas Venture Associates VI, L.P. disclaims beneficial ownership as to such shares except to the extent of its proportionate pecuniary interest therein and each of AVE, GmbH and Venture disclaim beneficial ownership to such shares other than those shares held directly by them.
- Represents shares acquired upon conversion, in connection with the Issuer's initial public offering, of convertible promissory notes.
- Securities held in the name of Venture. These shares are owned directly by AVE, GmbH and Venture. Atlas Venture Associates VI, L.P. disclaims beneficial ownership as to such shares except to the extent of its proportionate pecuniary interest therein and each of AVE, GmbH and Venture disclaim beneficial ownership to such shares other than those shares held directly by them.
- Securities held in the name of GmbH. These shares are owned directly by AVE, GmbH and Venture. Atlas Venture Associates VI, L.P. disclaims beneficial ownership as to such shares except to the extent of its proportionate pecuniary interest therein and each of AVE, GmbH and Venture disclaim beneficial ownership to such shares other than those shares held directly by them.
- Securities held in the name of AVE. These shares are owned directly by AVE, GmbH and Venture. Atlas Venture Associates VI, L.P. disclaims beneficial ownership as to such shares except to the extent of its proportionate pecuniary interest therein and each of AVE, GmbH and Venture disclaim beneficial ownership to such shares other than those shares held directly by them.
- Includes 83,379 shares held of record by AVE, 49,923 shares held of record by GmbH and 2,726,549 shares held by Venture. These shares are owned directly by AVE, GmbH and Venture. Atlas Venture Associates VI, L.P. disclaims beneficial ownership as to such shares except to the extent of its proportionate pecuniary interest therein and each of AVE, GmbH and Venture disclaim beneficial ownership to such shares other than those shares held directly by them.
- These securities are preferred stock of the Issuer and did not have an expiration date. Prior to the Issuer's initial public offering of common stock, the securities were convertible at any time at the election of the holder. The securities automatically converted into shares of common stock upon the closing of the issuer's initial public offering of common stock.
- Principal and accrued interest converted upon the Issuer's initial public offering of common stock, into shares of common stock.