Filing Details
- Accession Number:
- 0001437749-24-006872
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-06 18:23:02
- Reporting Period:
- 2023-12-29
- Accepted Time:
- 2024-03-06 18:23:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1460329 | Fluent Inc. | FLNT | Services-Advertising (7310) | 770688094 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1660879 | Matthew Conlin | C/O Fluent, Inc. 300 Vesey Street, 9Th Floor New York NY 10282 | Chief Customer Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-12-29 | 429,000 | $0.00 | 6,681,450 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2023-12-29 | 429,000 | $0.00 | 0 | No | 4 | J | Indirect | Held by Matthew Conlin 2022 Grantor Retained Annuity Trust |
| Common Stock | Acquisiton | 2023-03-04 | 10,000 | $0.60 | 221,970 | No | 4 | P | Indirect | Held by Conlin Family Foundation Trust |
| Common Stock | Acquisiton | 2023-03-05 | 10,000 | $0.53 | 231,970 | No | 4 | P | Indirect | Held by Conlin Family Foundation Trust |
| Common Stock | Acquisiton | 2023-03-06 | 10,000 | $0.59 | 241,970 | No | 4 | P | Indirect | Held by Conlin Family Foundation Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | J | Indirect | Held by Matthew Conlin 2022 Grantor Retained Annuity Trust |
| No | 4 | P | Indirect | Held by Conlin Family Foundation Trust |
| No | 4 | P | Indirect | Held by Conlin Family Foundation Trust |
| No | 4 | P | Indirect | Held by Conlin Family Foundation Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,000,000 | Indirect | Held by RSMC Partners, LLC. |
| Common Stock | 361,050 | Indirect | Held by 2017 Conlin Shakira Family Trust. |
Footnotes
- The Reporting Person is a Member of RSMC Partners, LLC.
- The Reporting Person is the Trustee of the 2022 GRAT and in such capacity has the right to vote and dispose of the securities held by such trust.
- The Reporting Person disclaims ownership of these securities and this report shall not be deemed an admission that the Repotting Person owns such securities for purposes of Section 16 or for other purposes.
- The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.
- The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.5851 to $0.6000. The Reporting Person undertakes to provide to Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified in this footnote.
- The price reported in column 4 is a weighted average price. The Reporting Person undertakes to provide to Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified in this footnote.
- The price reported in column 4 is a weighted average price. The Reporting Person undertakes to provide to Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified in this footnote.
Billionaire Hedge Funds
