Filing Details
- Accession Number:
- 0001104659-11-043765
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-04 16:51:54
- Reporting Period:
- 2011-08-02
- Filing Date:
- 2011-08-04
- Accepted Time:
- 2011-08-04 16:51:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120193 | Nasdaq Omx Group Inc. | NDAQ | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 521165937 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
889232 | Ab Investor | Arsenalsgatan 8C, S-103 32 Stockholm V7 00000 | No | No | Yes | No | |
1513454 | Ab Holding Patricia | Arsenalsgatan 8C, S-103 32 Stockholm V7 00000 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-02 | 200,000 | $23.59 | 18,204,142 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2011-08-03 | 100,000 | $23.08 | 18,304,142 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2011-08-04 | 100,000 | $22.85 | 18,404,142 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- These shares of common stock of NASDAQ OMX Group, Inc. (the "Issuer"), par value $0.01 per share (the "Common Stock"), are held by Patricia Holding AB. Investor AB is the sole shareholder of Patricia Holding AB.
- This price represents the approximate weighted average price per share of Common Stock of purchases that were executed at prices ranging from $23.40 to $23.82 per share. Investor AB and Patricia Holding AB undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each price.
- This price represents the approximate weighted average price per share of Common Stock of purchases that were executed at prices ranging from $22.78 to $23.29 per share. Investor AB and Patricia Holding AB undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each price.
- This price represents the approximate weighted average price per share of Common Stock of purchases that were executed at prices ranging from $22.54 to $23.01 per share. Investor AB and Patricia Holding AB undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each price.