Filing Details
- Accession Number:
- 0001421517-24-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-06 16:57:26
- Reporting Period:
- 2024-03-04
- Accepted Time:
- 2024-03-06 16:57:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232218 | Lang Yu Robert Mao | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-03-04 | 20,509 | $2.92 | 196,621 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-03-04 | 20,509 | $15.74 | 176,112 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-03-04 | 15,327 | $8.60 | 191,439 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-03-04 | 15,270 | $15.74 | 176,169 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-03-04 | 16,726 | $7.71 | 192,895 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-03-04 | 15,879 | $8.49 | 208,774 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-03-04 | 21,303 | $9.98 | 230,077 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-03-04 | 20,509 | $0.00 | 20,509 | $2.92 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-03-04 | 16,726 | $0.00 | 16,726 | $7.71 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-03-04 | 15,879 | $0.00 | 15,879 | $8.49 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-03-04 | 21,303 | $0.00 | 21,303 | $9.98 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-03-04 | 15,327 | $0.00 | 15,327 | $8.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-06-23 | No | 4 | M | Direct | |
| 0 | 2027-06-22 | No | 4 | M | Direct | |
| 0 | 2028-06-14 | No | 4 | M | Direct | |
| 0 | 2029-06-13 | No | 4 | M | Direct | |
| 0 | 2026-06-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 96,208 | Indirect | The Robert and Iran Mao Rev Trust DTD 04-06-2006 |
Footnotes
- This figure is the weighted average sales price of multiple trades ranging from $15.39 to $16.02 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
- This figure is the weighted average sales price of multiple trades ranging from $15.385 to $16.03 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
- The stock option (Grant #753) was granted on June 23, 2015 and is fully vested.
- The stock option (Grant #916) was granted on June 22, 2017 and is fully vested.
- The stock option (Grant #1016) was granted on June 14, 2018 and is fully vested.
- The stock option (Grant #1132) was granted on June 13, 2019 and is fully vested.
- The stock option (Grant #835) was granted on June 23, 2016 and is fully vested.
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