Filing Details
- Accession Number:
- 0001062993-24-005631
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-05 20:40:52
- Reporting Period:
- 2024-03-01
- Accepted Time:
- 2024-03-05 20:40:52
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247487 | H Stephen Kay | C/O Roku, Inc. 1173 Coleman Ave. San Jose CA 95110 | Svp General Counsel, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-03-01 | 7,734 | $0.00 | 88,447 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-03-01 | 2,678 | $63.35 | 85,769 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2024-03-04 | 4,310 | $63.20 | 81,459 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit | Disposition | 2024-03-01 | 2,151 | $0.00 | 2,151 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Disposition | 2024-03-01 | 4,439 | $0.00 | 4,439 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Disposition | 2024-03-01 | 1,144 | $0.00 | 1,144 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,756 | No | 4 | M | Direct | ||
| 44,389 | No | 4 | M | Direct | ||
| 3,434 | No | 4 | M | Direct |
Footnotes
- Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.
- Shares sold pursuant to Mr. Kay's 10b5-1 plan.
- Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
- This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
- This RSU vests in four substantially equal quarterly installments. The first installment vested on March 1, 2024.
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