Filing Details

Accession Number:
0001062993-24-005629
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-05 20:39:21
Reporting Period:
2024-03-01
Accepted Time:
2024-03-05 20:39:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1428439 Roku Inc ROKU Cable & Other Pay Television Services (4841) 262087865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1937263 Gilbert Fuchsberg C/O Roku, Inc.
1173 Coleman Ave.
San Jose CA 95110
Svp, Subscriptions & Corp Dev No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-03-01 6,894 $0.00 41,980 No 4 M Direct
Class A Common Stock Disposition 2024-03-01 3,814 $63.35 38,166 No 4 F Direct
Class A Common Stock Disposition 2024-03-04 1,908 $63.20 36,258 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Unit Disposition 2024-03-01 840 $0.00 840 $0.00
Class A Common Stock Restricted Stock Unit Disposition 2024-03-01 889 $0.00 889 $0.00
Class A Common Stock Restricted Stock Unit Disposition 2024-03-01 2,542 $0.00 2,542 $0.00
Class A Common Stock Restricted Stock Unit Disposition 2024-03-01 2,623 $0.00 2,623 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
841 No 4 M Direct
889 No 4 M Direct
12,712 No 4 M Direct
26,230 No 4 M Direct
Footnotes
  1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.
  2. Shares sold pursuant to Mr. Fuchsberg's 10b5-1 plan.
  3. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
  4. This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2023.
  5. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021.
  6. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
  7. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.