Filing Details
- Accession Number:
- 0000066756-11-000098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-04 12:59:09
- Reporting Period:
- 2011-08-03
- Filing Date:
- 2011-08-04
- Accepted Time:
- 2011-08-04 12:59:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
66756 | Allete Inc | ALE | Electric & Other Services Combined (4931) | 410418150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1194739 | J Donald Shippar | 8 Belknap Shores Superior WI 54880 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-03 | 6,000 | $37.76 | 14,295 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-03 | 3,000 | $40.00 | 11,295 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-03 | 3,000 | $40.25 | 8,295 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-08-03 | 6,000 | $0.00 | 6,000 | $37.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,905 | 2013-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 23,554 | Indirect | By Trust |
Footnotes
- The option vested in three equal installments on February 2, 2005, February 2, 2006 and February 2, 2007, respectively.
- According to the grant terms, the original expiration date of February 2, 2014 was accelerated upon Mr. Shippar's retirement.