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Home > Insider Trading > Filing (0001527341-11-000003)

Filing Details

Accession Number:: 0001527341-11-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-08-04 11:24:50
Reporting Period:: 2011-07-28

Filing Date:: 2011-08-04
Accepted Time:: 2011-08-04 11:24:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001871	Investors Capital Holdings Ltd	ICH	Investors, Nec (6799)	043284631

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1370222	B Timothy Murphy	230 Broadway Lynnfield MA 01940	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $.01 Par Value Per Share	Acquisiton	2011-07-28	39,629	$4.25	331,182	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $.01 Par Value Per Share	300	Indirect	by Children's 529 Plan
Common Stock, $.01 Par Value Per Share	75,571	Indirect	by 401(k)

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, $.01 Par Value Per Share	Option	$1.00	2011-08-04	2011-08-04	150,000	150,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2011-08-04	150,000	150,000	Direct

Footnotes

Approximate share equivalent. Filer ownership in company 401(k) plan is in the form of units of unitized ICH stock fund. Amount includes share equivalent for prior routine acquisition of fund units based on mv and closing ICH share price on 7/27/2011.
Options are immediately exercisable and have no expiration date.